STOCK Act

Results: 12146



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51Economy / Finance / Money / Systemic risk / Financial markets / Stock market / Security / Money market / Repurchase agreement / U.S. Securities and Exchange Commission / Federal Reserve System / DoddFrank Wall Street Reform and Consumer Protection Act

INVESTMENT GUIDELINES FOR NIAGARA FRONTIER TRANSPORTATION AUTHORITY AND ITS SUBSIDIARIES Section 1. Title These guidelines shall be known as "Guidelines for Investment by the Niagara Frontier Transportation A

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Source URL: www.nfta.com

Language: English - Date: 2016-05-23 09:51:53
52Economy / Finance / Stock market / Business / Corporate finance / SEC filings / Corporate law / English law / Proxy statement / Proxy / Mergers and acquisitions / Securities Act

  As filed with the Securities and Exchange Commission on January 7, 2016  Registration No. SECURITIES AND EXCHANGE COMMISSION  Washington, D.C. 20549 AMENDMENT NO. 1

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Source URL: www.mediageneral.com

Language: English - Date: 2016-03-04 12:09:18
53Fisheries science / National Marine Fisheries Service / Stock assessment / Fishing / Natural resources / Fish / Fisheries observer / MagnusonStevens Fishery Conservation and Management Act

NOAA Technical Memorandum NMFS-SEFSC-681 doi:V5BK19BN REPORT OF A GCFI WORKSHOP: STRATEGIES FOR IMPROVING FISHERYDEPENDENT DATA FOR USE IN DATA-LIMITED STOCK ASSESSMENTS IN THE WIDER CARIBBEAN REGION Nancie J. Cu

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Source URL: www.gcfi.org

Language: English - Date: 2016-06-05 20:28:56
54U.S. Securities and Exchange Commission / SEC filings / 73rd United States Congress / Securities Exchange Act / Stock market / Finance / Securities regulation in the United States / New Deal / Schedule TO / Security / Economy / Securities Act

OMB APPROVAL OMB Number: Estimated average burden hours per response

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Source URL: cdn.batstrading.com

Language: English - Date: 2016-06-30 11:07:08
55Stock market / Finance / Economy / Conflict of interest / Corruption / Insider trading / Security / Money / Securities Act / Regulation S-K

ABNSECURITIES TRADING POLICY 1 PURPOSE AND APPLICABILITY This securities trading policy applies to all directors, employees (full-time, part-time and casual), contractors and consultants (“Applicable P

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Source URL: www.tigerez.com

Language: English - Date: 2015-01-23 02:07:50
56Economy / Finance / U.S. Securities and Exchange Commission / Money / Stock market / 73rd United States Congress / SEC filings / United States securities law / Securities Act / Security / Crowdfunding / Equity crowdfunding

NEW SECTION 830-xNotice Filing Requirements for Federal Crowdfunding Offerings. The following

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Source URL: asc.alabama.gov

Language: English - Date: 2016-07-05 16:29:00
57Finance / Economy / Money / Private banks / EFG International / Investment banks / Stock market / UBS / International Financial Reporting Standards / Prospectus / Securities Act

Media Release EFG International updates on BSI first-half 2016 results Zurich, 10 AugustBSI performance in the first half 2016 reflected the difficult market environment, the negative impact of the regulatory act

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Source URL: www.efgbank.com

Language: English - Date: 2016-08-10 11:31:22
58Finance / Economy / Money / Institutional investors / Alternative investment management companies / Hedge fund / Form 13F / Mutual fund / Madoff investment scandal / Stock trader / Bias ratio / Ezra Zask

Caught in the Act: How Hedge Funds Manipulate their Equity Positions Gjergji Cici, Alexander Kempf, and Alexander Puetz * First Draft: August 2010

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Source URL: financialreg.nd.edu

Language: English - Date: 2015-01-12 13:32:20
59Finance / Economy / Money / Financial markets / U.S. Securities and Exchange Commission / Stock market / United States securities law / 73rd United States Congress / BATS Global Markets / Consolidated Tape Association / Securities Exchange Act / Securities regulation in the United States

OMB APPROVAL OMB Number: Estimated average burden hours per response

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Source URL: cdn.batstrading.com

Language: English - Date: 2016-06-17 17:11:12
60U.S. Securities and Exchange Commission / 73rd United States Congress / New Deal / Finance / Securities Act / Economy / Securities Exchange Act / Security / New York Stock Exchange / LIN Media

  UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549  

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Source URL: www.mediageneral.com

Language: English - Date: 2016-03-04 12:06:22
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